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Articles

Prioritize: How Treasurers Should Respond to Regulatory Risk

  • By Staff Writers
  • Published: 6/1/2015

One of the biggest challenges for corporate treasurers is identifying the best way to respond to the mass of proposed and new regulations around the world. Whereas best practice might dictate a proactive and early response to each new piece of regulation, practicalities require otherwise.

The 2015 CTC Guide to Effective Compliance with Global Regulations, supported by Thomson Reuters, is designed to help treasury practitioners determine when and how best to respond to a range of current and planned regulatory changes. The guide focuses on the four steps treasurers should take to prioritize their responses to the new onslaught of global:

  • Manage within departmental constraints.
  • Understand each regulatory requirement.
  • Track compliance once implemented.
  • Use regulatory change as a catalyst for broader change.

The guide concentrates on regulations being developed by U.S. regulators, but it also highlights examples of key changes effected by other regulators around the world. It includes an assessment of the implications of Dodd-Frank and EMIR, the U.S. and EU regulators’ respective approaches to risk management in the derivatives markets.

Download the guide here.

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