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Cap-and-Trade Comes to California – and Corporate Treasury Nationwide

  • By Ira Apfel
  • Published: 2011-10-31

Amid concerns over resolving the European sovereign debt crisis, a piece of state legislation was approved October 20 that garnered little notice. But California’s decision to approve a cap-and-trade system to reduce air pollution could impact corporate treasury throughout the United States.

Beginning in 2013 the California cap-and-trade system, the nation’s first, will allow industrial polluters to trade carbon credits to meet strict emissions goals, or buy credits if they cannot. Fully 85 percent of California businesses must be in compliance by 2015.

The passage of cap-and-trade in California is important to corporate treasurers nationwide for two reasons. First, because California is the world’s eighth largest economy, many states tend to follow the state’s regulatory initiatives. What’s more, treasurers and chief financial officers are likely candidates to oversee their organization’s cap-and-trade efforts.

“While companies might not have direct customer relationships in California, they may have indirect customer linkages,” said James Balsan, Managing Director of Environmental Innovation Solutions with BNY Mellon. “Companies will need to look through their supply chain for California-based vendors as well.”

Balsan, who spoke at AFP’s 2010 Annual Conference on cap-and-trade, noted that consumer electronics and household appliance efficiency standards that were first mandated in California became de facto national standards.

“Manufacturers realized that it was easier to build one model with the higher efficiency for the entire market than one for California and one for the rest of the U.S.,” he said. “We are starting to see that in auto manufacturing too.”

Currently in California, the chief operating officer handles most of the emission measurement reporting duties, said Balsan. But that will change in 2013. “The vast majority of these reporting responsibilities did not have direct financial implications,” Balsan explained. “Now, there will be direct financial liabilities created by the reporting.  Reporting, forecasting and financial planning will now involve at least the staff of the COO and the treasurer/CFO. They’ll have to set aside funds for auctions to purchase carbon offsets, forwards and other hedges.”

Bank of America Merrill Lynch has already established a department to help companies prepare for cap-and-trade. Wells Fargo, HSBC and Citi also are looking into offering cap-and-trade groups.

Here is an overview of the California cap-and-trade system.  

Balsan wrote about cap-and-trade in the September 2011 issue of Exchange. 

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