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AFP Member Alert: Imminent Action on Money Market Fund Reforms

  • By Jeanine H. Arnett, Director, Government Relations & Public Policy, AFP
  • Published: 2012-02-07

Last week, AFP reported that the U.S. Securities and Exchange Commission (SEC) was expected to release additional rules and guidance on money market funds early in 2012. According to a Wall Street Journal report published Tuesday, February 7, a two-part proposal is supposed to be introduced in the coming weeks.

Sources say that SEC is expected to release rules that would:

  1. Eliminate the stable net asset value (NAV) in favor of a floating NAV 
  2. Limit investors seeking to redeem their holdings by only allowing 95 percent of their position to be withdrawn immediately,  while forcing them to wait 30 days for their remaining 5 percent stake, and
  3. Requiring investors to raise sufficient reserve capital—very likely through a fee or capital surcharge.

Initial responses from AFP members indicate that these options are not favorable, and many vehemently oppose them. In anticipation of this action, AFP is reiterating our position to the SEC and collecting the names of companies who share our views.

AFP will send a joint letter highlighting our concerns and we invite you to sign this letter and add your company’s name to the effort. If you would like to receive a copy of the draft letter or have questions, please contact me at jarnett@AFPonline.org, or visit AFP’s Money Market Fund Resource Center at www.afponline.org/moneyfunds

Copyright © 2013 Association for Financial Professionals, Inc.
All rights reserved.

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