Track: Risk Management

Suspicious Minds: Recognizing and Reporting Suspicious Activity

Tuesday, October 21, 2008
10:30 a.m. - 12:00 p.m.
Room: 501 ABC

In this presentation, we will reveal the secrets of recognizing and effectively reporting suspicious financial transactions and review the critical path from reporting to investigation and prosecution.

Speakers:

• Henry Gibson
  Anti-Money Laundering Compliance Program Manager
  United States Postal Service

• Jeff Ross
  Chief Compliance Officer
  Green Dot Corporation

• Frank Fotinatos
  Special Agent
  IRS - Criminal Investigation

Objectives

• Illustrate current suspicious activity reporting rules and regulations
• Recognize and report suspicious activities and transactions correctly and safely
• Evaluate how law enforcement uses the data from suspicious activity reports to investigate and prosecute money launderers

Pre-Requisites

• An interest in anti-money laundering compliance

Take-Aways

• The Postal Service's Top 10 Tips for Recognizing and Reporting Suspicious Activity (DVD)
• SAR Activity Report: Trends, Tips and Issues

CPA Field of Study: MAS