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05/02/08
|
Letter to Director Golden on the proposed FASB Staff Position.
|
|
05/02/08
|
Letter to PBGC Board and Director Millard on Investment Policy
|
|
12/11/07
|
Letter to Chairman Baucus on Delaying PPA Implementation
|
|
12/11/07
|
Letter to Chairman Kennedy on Delaying PPA Implementation
|
|
12/11/07
|
Letter to Senator Grassley on Delaying PPA Implementation
|
|
12/11/07
|
Letter to Senator Enzi on Delaying PPA Implementation
|
|
11/01/07
|
Comment Letter to Congressman Pomeroy
|
|
11/01/07
|
Comment Letter to Congressman Cantor
|
|
7/24/07
|
Comment Letter to Department of Labor on Fee Disclosure
|
|
6/13/07
|
Letter to the Senate Finance Committee on IRS "Greater of" Interpretation
|
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4/13/07
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Comment Letter to FASB on Valuation Guidance for Financial Reporting
|
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3/9/07
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Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles
|
|
11/10/06
|
Default Investment Regulation/QDIA Comment Letter
|
|
05/31/06
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Employers' Accounting for Defined Benefit Pension and Other Postretirement Plans, an amendment of FASB Statements No. 87, 88, 106, and 132(R)
|
|
08/12/05
|
Letter to SEC Regarding Proposed Rule on Regulation NMS (National Market System)
|
|
01/25/05
|
Letter to SEC Regarding Proposed Rule on Regulation NMS (National Market System)
|
|
07/29/04
|
PTE 96-23 Amendments
|
|
07/16/04
|
Cross-Trading and INHAM/QPAM Exemptions
|
|
06/24/04
|
Proposed Rule on Regulation NMS (National Market System)
|
|
02/06/04
|
Letter to SEC Regarding Proposed Rule Amendments to Rules Governing
Pricing of Mutual Fund Shares
|
|
12/22/03
|
Letter to SEC Regarding Proposed Rule Security Holder Director Nominations
|
|
06/13/03
|
Letter to SEC Regarding Possible Changes to Proxy Rules
|
|
04/16/03
|
Reference: GIPS Venture Capital and Private Equity Provisions
|
|
02/21/03
|
CIEBA Request for Class Exemption Regarding CrossTrading by or under
the Supervision of an In-house Asset Manager
|
|
02/13/03
|
CIEBA of AFP Supports Changes to Pension Funding Discount Rate
|
|
11/15/02
|
Letter Elliot Spitzer concerning the use of lawsuits as the means
to address conflicts of interest between research and investment banking
|
|
06/18/02
|
Letter to Richard Grasso, Chairman and CEO, NYSE: Re: CIEBA Commends
the Work of the New York Stock Exchange Committee on Corporate Accountability
and Listing Standards
|
|
06/18/02
|
Letter to Rep. Cardin and Rep. Portman: Re: CIEBA Support of Enactment of H.R. 4931,
The Retirement Savings Security Act of 2002
|
|
12/3/01
|
Scope Exceptions: Contracts Subject to Statement 35, Statement of
110 or Statement Position 94-4.
|
|
08/10/01
|
Letter and Application to Karen Lloyd: Re: Application No. D-11024
|
|
06/29/01
|
Letter to Ivan Strasfeld: Re: CIEBA Request for "Cross Trading" Class
Exemption
|
|
06/08/01
|
Letter to Robert Pickel, Esq: Re: Proposed Amendments to 1992 ISDA
Master Agreement
|
|
01/12/01
|
CIEBA Response to DOL Disclosure Obligations Under ERISA; Request
for Information; Notice (09/14/00)
|
|
10/25/00
|
House
and Senate Members: Re: H.R. 1102 Tax Relief Bill
|
|
07/17/00
|
2000 W Allen Reed Letter
|
|
06/02/00
|
Letter to E.F. Williams:
Proposed Class Exemption for Securities Cross-Traded by Index/Model-Driven Funds
|
|
05/12/00
|
Letter to Jonathan Katz: Re: File No. SR-NYSE-99-48
|
|
02/14/00
|
CIEBA comments to DOL on Class Exemption for Securities Cross-Trade
|
|
01/24/00
|
CIEBA comments to SEC on Role of Independant Directors of Investment
Companies
|
|
07/10/99
|
Letter to the Honorable Bill Archer on 401(k) Protection Act
|
|
01/29/99
|
Letter to Mr. David M. Strauss on the impact of tax revenues on defined
benefit Plans
|
|
05/19/98
|
Letter to Pension and Welfare Benefit Administration on cross trades
of securities
|
|
04/28/98
|
Recommendation on Defined Contribution Fee Disclosure
|
|
1997
|
Top 50 List of Underfunded Defined Benefit Pension Plans Eliminated
|
|
11/12/97
|
Letter to Dept. of Labor on Form 5500
|
|
07/21/97
|
Letter to the Honorable Newt Gingrich on the Boxer Amendment
|
|
07/18/97
|
Letter to the Honorable Dick Armey on the Boxer Amendment
|
|
07/14/97
|
Letter to the Honorable John Kasich 401(k) Protection Act
|
|
05/15/97
|
Letter to PBGC Regarding the Adoption of More Current Mortality Tables
for Benefit Valuation and Asset Allocation
|
|
05/15/97
|
Letter to Office of the General Counsel on mortality tables
|
|
04/09/97
|
Letter to the Honorable Harris Fawell on the Savers Act
|
|
04/07/97
|
Letter to the Honorable Barbara Boxer on limiting investment in employer
stock
|
|
02/03/97
|
Letter to GAO on assets supported by insurance general accounts
|
|
09/19/96
|
Letter to the Honorable Barbara Boxer on Section 1837
|
|
02/05/96
|
Letter to the Honorable Olena Berg on the bulletin on participation
investment information
|
|
10/17/95
|
Letter to the Honorable Bill Archer on pension asset transfer provision
|
|
10/05/95
|
Letter to the Honorable Olena Berg on Key Savings and Investment
Concepts
|
|
07/28/95
|
Letter to Mr. Ivan Strasfeld on proposed class exemption
|
|
07/24/95
|
Letter to Principles Drafting Committee
|
|
07/01/94
|
Letter to the Honorable Edward Markey opposing derivatives legislation
|
|
06/01/94
|
Letter to the Honorable Daniel Patrick Moynihan opposing Section
901
|
|
12/15/93
|
Letter to Ms. Susan Hicks on Reporting on Investment Contracts
|
|
11/08/93
|
Letter to President William Clinton on NAFTA
|
|
11/02/93
|
Letter to the Honorable Dan Rostenkowski on Unrelated Business Tax
Income
|
|
10/18/93
|
Thank you letter to Ms. Sandra Kinet
|
|
09/23/93
|
Investment Practices of ERISA-Governed U.S. Benefit Plans
|
|
06/28/93
|
Letter to the Honorable Olena Berg on proposed prohibition transaction
exemption for real estate performance fees
|
|
06/28/93
|
Letter to Mr. Jonathan Katz on securities transaction settlements
|
|
09/21/92
|
Letter to Mr. Jonathan Katz on Bachmann Task Force Report
|
|
06/24/92
|
Letter to Mr. Melvin Thomas on real estate issues for institutional
investors
|
|
03/13/92
|
Letter to Mr. Jonathan Katz regarding Release No. IA-1299
|
|
10/03/91
|
Letter to the Honorable David Ball on participant directed individual
accounts
|
|
09/24/91
|
Letter to the Honorable Ann Combs on foreign exchange class redemptions
|
|
05/13/91
|
Letter to the Office of Regulations and Interpretations on reposed
404(c) regulations
|
|
02/25/91
|
Letter to Ms. Linda Quinn on corporate proxy rules
|
|
09/14/90
|
Letter to Ms. Jean Webb on CME
|
|
03/15/89
|
Appreciation letter to Mr. Peter McPherson
|
|
08/06/87
|
Letter to Ms. Jean Webb on CME
|
|
07/06/87
|
Letter to Mr. William Proxmire on Section 1323
|
|
12/05/86
|
Letter to Mr. Jonathan Katz on NYSE listing
|
| 1993 |
Comments
on Circuit Breakers
|
